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Portfolio format for debt oriented close-ended and interval schemes/plans
Circular No. IMD/CIR No. 15/157701/2009, dated 19-3-2009
1. 1. In order to enhance the transparency of portfolio of debt oriented close-ended and interval schemes/plans, it has been decided that AMCs shall disclose the portfolio of such schemes in the enclosed format on a monthly basis on their respective websites.
2. 2. The said disclosure of the portfolio as on the last day of the month shall be made on or before 3rd working day of succeeding month. For example, portfolio as of March 31, 2009 shall be disclosed by April 04, 2009 - April 3, 2009 being a non working day.
3. 3. This circular is issued in exercise of powers conferred under Section 11 (1) of the Securities and Exchange Board of India Act, 1992, read with the provisions of Regulation 77 of the SEBI (Mutual Funds) Regulations, 1996, to protect the interests of investors in securities and to promote the development of, and to regulate the securities market.
Encl:
MONTHLY PORTFOLIO DISCLOSURE
Portfolio as on
Name of the Scheme
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Sr. No. |
Name of the Instrument |
Market Value (in Rs. lakh) |
% to Net Assets of the scheme |
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A |
Bonds & Debentures of : |
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(I) |
Private Corporate Bodies |
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(II) |
PSUs |
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(III) |
Banks/FI (including NBFC) |
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(IV) |
Others |
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Sub Total (A=I+II+III+IV) |
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B |
Securitised Debt Instruments |
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(V) |
Single Loan |
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(VI) |
Pool |
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Sub Total (B=V+VI) |
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C |
Money Market Instruments |
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(VII) |
CPs |
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(VIII) |
CDs |
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(IX) |
T Bills |
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(X) |
CBLOs/Repos |
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(XI) |
Bills Rediscounting/BRDS |
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(XII) |
Others |
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Sub Total (C=VII+VIII+IX+X+XI+XII) |
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D |
Government Securities |
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E |
Fixed Deposits |
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F |
Cash and Net Current Assets |
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G |
Others (Pls specify) |
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Net Assets (A+B+C+D+E+F+G) |
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Any downgrading of securities after the last disclosure may be disclosed by way of notes. |
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* For items A - E issuer wise details may be given as per the Annexure given below |
ANNEXURE
Details of Portfolio as on
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A |
Bonds & Debentures |
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Category of Issuer |
Name of the Issuer |
Market Value (in Rs. lakh) |
Rating |
% to Net Assets of the scheme |
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(I) |
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(II) |
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(III) |
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(IV) |
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B |
Securitised Debt Instruments |
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(V) |
Single Loan |
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Obligor |
Originator |
Trust Details |
Name of Guarantor/ Details of underlying Security |
Level of guarantee (as % of loan) |
Market Value (in Rs. lakh) |
Rating |
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(VI) |
Pool |
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Originator |
Seller |
Trust Details |
Type of Pool |
Credit enhancement (as % of loan) |
Market Value (in Rs. lakh) |
Rating |
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C |
Money Market Instruments |
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Name of the Issuer |
Market Value (in Rs. lakh) |
Rating |
% to Net Assets of the scheme |
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(VII) |
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(VIII) |
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(IX) |
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(X) |
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(XI) |
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(XII) |
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D |
Government Securities |
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Details of Securities |
Market Value (in Rs. lakh) |
% to Net Assets of the scheme |
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E |
Fixed Deposits |
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Bank Name |
Amount (in Rs. lakh) |
% to Net Assets of the scheme |
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